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5.1
Introduction
The Convention's incorporation into English law is likely to lead
to family cases being argued in a significantly different way than
has been traditional in the family jurisdiction. As well as arguments
based on the substantive legislation and case law, and an emphasis
on the exercise of the discretion of the court, parental responsibility,
and the paramountcy of the child's welfare, appeals will additionally
be made to a party's rights under the Convention. This will, in
many instances, require the court to balance the competing Convention
rights of the various parties, and of any child concerned.
It
does not follow that the legislation and case law in this area therefore
become secondary, but it does mean that they must be scrutinised
to ensure that they are compatible with the Convention rights, as
evaluated by the court and, where they are found not to be, a decision
must be taken on how to proceed (see below). The Human Rights Act
1998 requires that:
- Section 2.
Where the court is determining a question which has arisen in
connection with a Convention right, it must take into account
the 'jurisprudence' of the Convention organs (the European Court
of Human Rights, the European Commission of Human Rights, and
the Committee of Ministers). This means that it will usually be
insufficient for a party to rely on the bare text of a Convention
right and that relevant case law authority must be presented to
the Court. See Practice Direction (Human Rights Act 1998: Citation
of Authorities) [2000] 1 WLR 1782.
- Section
3. So far as it is possible to do so, primary and subordinate
legislation (whenever enacted) must be read and given effect in
a way which is compatible with the Convention rights.
- Section
6. A court is a 'public authority' for which it is unlawful to
act in a way incompatible with a Convention right. While a court
does not act unlawfully by giving effect to primary legislation
which is incompatible with the Convention, it is not bound to
follow precedents which are incompatible. It is therefore open
to a court to reconsider issues covered by prior authority which
did not take account of the Convention.
See
also Family Proceedings (Amendment) Rules 2000 (SI 2000/2267) rule
10 which inserts a new rule 10.26 and provides a procedural code
for cases concerning the Human Rights Act 1998.
5.2
Articles of the Convention relevant to family cases
The articles most likely to be raised are Articles 6 and 8. However,
Article 12 and Article 14 (which must be pleaded alongside one of
the substantive articles and not alone) may also arise.
Article
12 Men and women of marriageable age have the right to marry and
to found a family, according to the national laws governing the
exercise of this right.
Article
14 The enjoyment of the rights and freedoms set forth in this Convention
shall be secured without discrimination on any ground such as sex,
race, colour, language, religion, political or other opinion, national
or social origin, association with a national minority, property,
birth or other status.
Articles
6 and 8 may be raised together in respect of the same point (e.g.
that a refusal to permit a person to be joined as a party to proceedings
infringes both his Article 6 right to a determination by a court
of his 'civil rights' and of the Article 8 right to respect for
family life).
5.3
Points which may arise for determination
5.3.1
Article 6
Article 6(1)
In the determination of his civil rights and obligations . . .
everyone is entitled to a fair and public hearing within a reasonable
time by an independent and impartial tribunal established by law.
Judgment shall be pronounced publicly but the press and public
may be excluded from all or part of the trial in the interests
of morals, public order or national security in a democratic society,
where the interests of juveniles or the protection of the private
life of the parties so require, or to the extent strictly necessary
in the opinion of the court in special circumstances where publicity
would prejudice the interests of justice.
The principle
underlying Article 6 is that judicial proceedings must be adversarial,
that is, all evidence must in principle be produced in the presence
of the parties with a view to adversarial argument. Compare Children
Act proceedings, which are said to be inquisitorial and non-adversarial,
and ancillary relief cases, where the court is required to act
inquisitorially in scrutinising proposed arrangements. However,
in practice, it will suffice to ensure to all parties the full
opportunity to challenge evidence and present argument. Article
6 may be expected to be raised in relation to the following issues:
- Joining
parties and the leave requirements under the Children Act.
- Separate
representation of the child where he/she disagrees with the
person representing his/her interests.
- Denial
of legal aid and lack of legal representation.
- Admissibility
of evidence and opportunities to cross-examine witnesses.
- Disclosure
of evidence.
- Appointment
of experts.
- Self-incrimination
and section 98(2) of the Children Act 1989.
- Avoidance
of delay and the setting of timetables.
- Encouragement
by the court to the parties to settle/attend mediation rather
than adjudicate their dispute.
- Delivery
of judgment in public: see paragraph 4.10.
- Enforcement
of judgments.
It is likely
that English jurisprudence is compatible with the Convention in
relation to each of these, but courts must ensure that judgments
and orders take account of the human rights dimension. Particular
care must be taken in relation to enforcement of judgments and
committal.
5.3.2
Article 8
Article
8
- Everyone
has the right to respect for his private and family life, his
home and his correspondence.
- There
shall be no interference by a public authority with the exercise
of this right except such as is in accordance with the law and
is necessary in a democratic society in the interests of national
security, public safety or the economic well-being of the country,
for the prevention of disorder or crime, for the protection
of health or morals, or for the protection of the rights and
freedoms of others.
Arguments
may be raised relying on this Article in relation to virtually
any aspect of family law. The primary purpose of Article 8 is
to prevent interference by the state, so that it is particularly
likely to be relied upon in public law cases. However, there may
also be positive obligations on a state to take steps to enable
family life to be respected, and these may enable a party to claim
rights against another family member (e.g. to prevent a violent
former partner from coming near the family home or contacting
a child). Article 8(2) provides a proviso enabling the court to
balance the right being asserted against competing rights and
interests. Where the welfare of the child is in issue, it is likely
that Article 8(2) can be relied upon, but it will be necessary
to establish that the interference under Article 8(1) was clearly
justified by the proviso. The following indicate some particular
points where a party may seek to rely on Article 8:
- As a challenge
to the applicability of Section 1(1) of the Children Act.
- For the
grant or refusal of section 8 orders.
- For the
grant or refusal of a section 4 parental responsibility order
and especially the revocation of a section 4 parental responsibility
order or agreement. (This may be coupled with reliance on Article
14 - discrimination on the basis of status.)
- In respect
of orders under Part IV of the Family Law Act 1996.
- Against
the grant of interim or final care orders rather than section
8 or supervision orders.
- Against
termination of contact.
- Against
dispensing with consent to freeing or agreement to adoption.
As with Article
6, in most instances, English law is compatible with this Article,
because it allows a weighing of all the relevant factors before
reaching a conclusion. References to Article 8 should normally
be incorporated into a judgment Ð see paragraph 12.1.5.
5.4 Points requiring judicial review: Declarations of incompatibility
Arguments
are likely to be made in respect of which the county court is powerless
to respond. There are some weaknesses in the current legislation
which may require amendment. The Human Rights Act, section 4, provides
that where a court is satisfied that a provision of primary legislation
is incompatible with a Convention right, it may make a declaration
of that incompatibility. However, section 4(5) provides that only
the High Court or above may make such a declaration. Where it appears,
therefore, that such a position may be reached, the case should
be transferred to the High Court, or the argument rejected on the
basis of reliance on section 6(2) and leave to appeal considered.
One
might expect that issues of this kind are most likely to arise in
judicial review proceedings. However, the lack of a remedy in the
meantime means that they may well be raised, indirectly, in substantive
family proceedings, e.g. concerning termination of contact, agreement
to adoption, etc. The following may arise:
- Lack of
control over local authorities and enforceability of the care
plan (Articles 6 and 8).
- Adequacy
of local authority complaints procedures (Articles 6 and 8).
- Refusal
to approve for fostering/adoption (potential issues under Articles
8 and 12).
- The whole
process of freeing for adoption and removal of parental responsibility
(Articles 6 and 8).
- Ex parte
grant of emergency protection orders (Articles 6 and 8).
Some
issues are clearly matters which would, if found to infringe the
Convention, require primary legislation to deal with them, e.g.
marriage restrictions on transsexuals and homosexuals.

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