| 4.1
General
Exercising
the family jurisdiction makes demands on judges quite different
to those in other jurisdictions. Most family cases are not intellectually
particularly demanding but do require special resources of patience,
sympathy, firmness and humanity. It is a jurisdiction that should
never be exercised by anyone who does not want to do so.
Litigants
in family proceedings are often under considerable emotional pressure
not only because the subject matter is emotional but also because
many are subject to unseen pressures from within their wider family
group. The atmosphere of the court is therefore crucial. It needs
a blend of informality which enables parties to relax and give of
their best, with a formality which lays down clear boundaries of
acceptable conduct.
It
is vital that the judge feels at ease. You may have no choice over
whether you sit in a room or a court but you will have freedom of
choice over what you wear and the tone you set. There are no rules,
as we are all different. Your task is simply to enable cases, vital
to the litigants, to be fairly heard and justly determined.
4.2
Case management
Case
management is a crucial skill and this is not the place for detailed
consideration. However, the following points may be worth keeping
in mind.
- If a case
is not finally disposed of, parties should not leave court without
a specific date having been set for the next hearing.
- A final
hearing date should ordinarily be fixed at the first directions
appointment and the timetable arranged around that. Given waiting
times, this is essential.
- The parties
should be invited to keep an updated bundle of documents, with
a case summary and a chronology, so that the judge and every party
has all the relevant information at each appointment.
- It is essential
that both you and the parties should keep in mind the current
procedural Practice Directions issued by the President (e.g. as
to bundles and the European Convention on Human Rights). These
may be found in the Red Book, and at the back of this Bench Book.
- It is important
to be aware of local practices. Protocols or informal arrangements
may well be negotiated locally, e.g.
a) for determining
whether CAFCASS or the local authority should provide a section
7 report;
b)
for mediation arrangements, whether by court officers or an
outside agency;
c)
for exchange of information with police and CPS.
- It is important
to deal with any potential issues like disability or communication
problems.
These
should always be followed unless compelling reasons to the contrary
exist in individual cases.
4.3
Unrepresented parties
Unrepresented parties are an increasingly familiar phenomenon. Some
are pursuing hopeless cases from which public funding has been withdrawn.
Some are acting from choice, but most are representing themselves
because they are outside the eligibility limits and cannot afford
private representation. Most such litigants are anxious and are
grateful for the assistance you can give them. Some points you may
care to bear in mind are laid out below.
- The usual
rules of procedure may need to be revised and relaxed; you are
in charge of your own procedure.
- These parties
will usually need to continue a relationship as parents after
the hearing. Every effort needs to be made to avoid or at least
strictly control the cross-examination by the litigant of their
partner.
- Cross-examination
is a foreign concept to most non-lawyers. If you are assiduous
to get the unrepresented party to tell you his case at the outset,
many will not then want to cross-examine. You may prefer to take
the unrepresented party's evidence first if you can.
- It is essential
to check that the unrepresented party understands every step in
the proceedings and you will almost certainly have to say much
more than you would (or should) usually do. In particular your
judgment should be in such terms that every part can be understood.
- Courtesy
and fairness do not preclude firmness. No judge should hesitate
to prevent an unrepresented party from oppression of or discourtesy
to any other party in the case. Likewise it is right to restrain
irrelevant or inadmissible evidence whilst showing latitude where
the litigant is clearly trying to follow your guidance.
- Very valuable
guidance is to be obtained from Chapter 10 of the JSB's Equal
Treatment Bench Book.
4.4
Sitting hours
Because
emotional tension is high and sometimes proceedings are urgent,
you may feel under pressure to sit longer hours or sit late. You
may wish to consider the following, if so asked.
- The children
whose futures you are determining deserve your best and you should
try not to sit for longer than you can give of your best.
- Court staff
and others should be considered and consulted if you are thinking
of sitting late.
- If you decide
you do need to sit late, consider leaving over your judgment until
the next day or some other convenient occasion.
4.5
Restraining further applications: Children Act 1989, section 91(14)
This
section gives the court power to restrain further applications.
If you are considering using this power:
- Inform the
parties and allow representations to be made;
- Consult and
refer in your judgment to the Court of Appeal guidelines, laid
down in Re P (Section 91(14) Guidelines) (Residence and Religious
Heritage) [1998] 2 FLR 573.
4.6 Ex parte and interim orders
You
will often be asked to make ex parte (without notice) or interim
orders. If you are, you may wish to consider the following.
- An ex parte
order is very much the exception, especially in a case under the
Children Act 1989. Too often has the story been different when
both sides have been heard and the original ex parte order shown
to have been clearly wrong.
- If the case
is urgent, always consider very short notice (even a telephone
call). It is rare that a case cannot wait until later in the day
or next morning.
- In particular
be wary of being pressured by enthusiastic advocates painting
pictures of dire risk if ex parte orders are not made. Caution
does not imply underplaying risk but does imply that you will
not disturb children unless satisfied that it is essential to
do so.
- If you make
an interim residence order to a father who does not have parental
responsibility, you will, by virtue of section 12(1) of the Children
Act 1989, give him a freestanding order; you may not intend to
do so and will have to consider whether a residence order is actually
necessary.
- The risk
(mentioned above) of cases that may raise a Hague Convention point.
4.7
Interpreters
Many
judges will encounter family cases where a party cannot confidently
communicate in English and has brought a family member along to
interpret. In the interim, you may have to accept that, bearing
in mind that you may not get a dispassionate translation. What is
necessary, however, is to plan ahead in these cases and insist that
a recognised interpreter is available for the next hearing. All
courts should have lists of such persons. Special arrangements,
of course, exist in relation to the use of the Welsh language in
court.
4.8
Parties
You
will frequently have applications by relatives to be joined as parties.
In deciding that issue, you may wish to consider the following:
- A natural
parent should be joined unless there is an exceptional and compelling
reason to the contrary.
- Other relatives
should not be parties unless good reason exists to make them such.
- Do they
have a separate case to present which may be in the child's interests
to consider? If they are being supported by a parent or providing
a 'long stop', they may not need separate party status.
- Do they
need to be joined now or have the issues not yet sufficiently
crystallised to answer that point?
- If they
do need to be joined now, should their status be reviewed at some
future point in the proceedings?
4.9
Parallel criminal proceedings
You
will sometimes encounter a children case in which there are parallel
criminal proceedings in which usually the child is a complainant
and one of the parties a defendant. These can cause delay and confusion
if there is no adequate liaison between the two sets of proceedings.
It may be worth considering the following.
- Family proceedings
must be heard as soon as they are ready and only delayed to follow
criminal proceedings if such delay offers an identifiable benefit
to the child.
- Each court
should be aware of the other's orders so as to prevent duplication
of expert evidence or conflicting orders as to disclosure.
- Some centres
have a judge authorised to undertake joint management of the two
cases. For example, there are specific schemes in London, Liverpool
and Norwich. Is one available in your case?
- If you have
any influence in the criminal proceedings, it will almost always
be in the interests of a defendant to conclude the criminal proceedings
before the family case.
- Public interest
immunity issues may arise in these cases. If they do, it may be
useful to consider the following:
a) the
court cannot make an order against an authority (e.g. the
CPS or the police) who is not on notice and/or before the
court. However, permission may always be given to release
documents;
b)
in most areas a protocol will exist for the disclosure and
interchange of information with which judges (especially those
visiting) should be familiar;
c)
parties should be pressed at the earliest stage as to whether
PII or disclosure issues are likely to arise and, if so, a
timetable and directions are given to deal with such issues
expeditiously.
4.10
Judgment in open court
Under
the Human Rights Act, you may find that you are asked, especially
in a public law case, to give judgment in open court. There is no
settled guidance on such an application, save that:
- It would
not usually be necessary for everyone to robe; and
- Any judgment
so given should be thoroughly anonymised as to names, addresses,
schools, etc.
If
you have doubts about giving judgment in open court, do seek the
advice of the local designated family judge or the Family Division
liaison judge. In the light of the recent ECtHR ruling in B & Another
v United Kingdom (Applications 36337/97 and 35974/97), there is
no obligation to give any judgment in open court.
4.11 Expert evidence
Applications
for expert evidence are increasingly common in family proceedings.
There are many issues on which such evidence may be illuminating,
indeed essential. The instruction of experts, however, increases
both the cost and the time involved in a case and they should therefore
not be used unnecessarily.
If
an application for expert evidence (even by consent) is made, you
may wish to consider the following.
- Have the
parties clearly defined the issue(s) which the expert evidence
is to address?
- Have the
parties clearly defined the expert discipline which it is said
is necessary?
- Is the instruction
of an expert actually necessary or, for example:
a) is the
issue actually one for the court to determine as an issue of
fact, or
b) is the
expertise already available in the case (a social worker or
guardian ad litem?)
- Have the
parties identified the particular expert whom they wish to instruct?
If they have not done so you may well be reluctant to sanction
disclosure of the papers until they have done so.
- Have the
parties confirmed that the expert can meet the timetable laid
down by the court? If the expert cannot do so, you may have to
push the parties to look elsewhere or even consider not giving
leave at all. It is only when you are satisfied that this expert's
evidence is essential to the welfare of the child that a timetable
should be extended to accommodate it.
- Is it the
intention of the parties jointly to instruct an expert, and:
a) if so,
have they agreed the timetable for the letter of instruction
and who is to be the lead solicitor, or
b) if not, are you satisfied that limited party instruction
is justified? NB: It should always be a condition of instructing
an expert that that expert's report is to be disclosed whether
or not a party proposes to rely on it.
- Is it necessary
for the expert to see the parties and/or the child or can the
opinion properly be given on the papers (e.g. an expert review
of medical findings at examination)?
- If there
is more than one expert, have arrangements been made (or are they
necessary) for experts to meet or communicate to provide a schedule
of matters agreed/disagreed and their reasons? If so, have the
parties agreed as to who will arrange such a meeting?
- Is the expert
to be instructed one with current experience of 'ordinary' cases,
e.g. a hospital paediatrician as opposed to a retired practitioner
specialising in 'abuse'.
Experts
are a precious resource to the court, to be used only when necessary
and, even then, only to the extent that it is necessary. Specific
arrangements should also be made to 'timetable' them into a hearing
so that unnecessary waiting and expense are avoided.
4.12
Delay
The
Children Act makes it plain that delay in family proceedings is
usually inimical to the welfare of children. The court is required
to do all that it can to obviate delay. Judges know, however, the
enormity of the consequences of their decisions in family proceedings
to the parties and their children. They quite rightly only want
to take such decisions when satisfied that all the information and
advice that they need is available. The management of delay is therefore
a fine balance between the above matters. When considering the conduct
of a case in relation to time to be taken, you may wish to consider
the following.
- You will
have regard to listing possibilities. If you force your case in
(and you are entitled to do so) that will delay another.
- Is any prospective
delay purposive, e.g. arranging observed contact, or trying out
a contact centre?
- The real
enemy is drift, i.e. a case in which a difficult decision is being
postponed or fudged simply because it is a difficult decision
or a case in which no clear plan of management has been put before
the court.
- Is delay
in the interest of a child, or is it being occasioned by the dictates
of adult convenience (time needed for reports, etc.)? If the latter,
it should not be easily accepted.
As
well as delay before a hearing, there is always the question of
delay within a hearing. Cases that have to be adjourned or go part-heard
unexpectedly, rarely serve the interests of the children concerned
and may well delay others. Care cases should not be allowed to go
part-heard. There is a particular danger if a judge moves around
different care centres as part of his itinerary that a part-heard
care case will become substantially delayed.
Remember that listing is a judicial function and you should use
that power to ensure that a part-heard case in not the subject of
delay.
Where
the case is a long one then the Practice Direction and Witness Template
conditions should have been complied with. These will, however,
rarely apply to the ordinary half-day private law case in the County
Court.
Parties
should expect that you will hold them to their time estimate and
the hearing may be handled accordingly. You know what you need to
make a decision and you should have no qualms about requiring parties
to focus on those matters whatever their own agenda might be.
At
the same time, many a long-running contact case might have been
avoided had the parties' concerns been heard at an earlier stage.
It is a matter of nice judgment spotting this type of case.
Every
case needs time to be prepared and the volume of work is increasing.
It is avoidable delay and drift that judges should be seeking assiduously
to avoid.
4.13
Requests for the judge to see the child
Sometimes
you will be asked to see the child in the course of family proceedings.
The essential guidance is that this simply should not be done. Judges
are not qualified in this skill; it usurps the role of guardian
or court welfare officer; you cannot offer confidentiality; and
it is sometimes difficult to discern the real reason for the request.
Exceptionally,
you may be convinced of the need to see the child. It is essential
that all should be clear as to the purpose of the meeting: is it
to ascertain the child's wishes and views, or is it simply a case
of a child wishing to meet the person making major decisions about
that child's life? You may be more readily convinced by the latter
reason. Moreover, you must be satisfied that it is the child who
wants this meeting.
If
you decide to see the child, you should only do so after consulting
the parties' legal representatives and always with a member of the
court staff present. You should emphasise to the child that the
final decision is not the child's, but yours. Also, you should point
out to the child that the child's parents and the guardian, if relevant,
will be informed as to what you have been saying to each other,
since otherwise it would be unfair to them.
The
parents should subsequently be informed as to the contents of the
conversation so that they should be able to make submissions on
those matters Ð see E v E (1985) The Times, 2 December. It is difficult
to envisage any possible exception, unless it involved any danger
to the child as a result of what they have divulged. In such a case,
there should be discussion with the legal representatives as to
what steps to take to afford the child adequate protection. This
should be done without divulging what the child has said, since
a legal representative is professionally bound, unless given specific
dispensation by his client, to inform him what the judge has told
them.
4.14
Attendance of the child at court
This
is potentially a difficult area and one in which it is increasingly
likely, requests will be made. As a general rule, attendance in
court during the hearing is discouraged as not being in the interests
of the child. However, a request by an older child (perhaps a teenager)
may have to be looked at more closely. You might find it helpful
to consider the following:
- Why does
the child want to be there?
- What is
the likely effect on the child of being present or of being refused
permission to be present?
- If the child
is to be present, for how much of the proceedings should that
be?
- Generally
it would be very unwise for any child to be present whilst any
family member was giving evidence. The test is, of course, the
welfare of the child. Before reaching any decision, it would be
necessary to take into account the views of all parties in the
case.
4.15
Requests by advocates to see the judge
Any
request by advocates to see the judge in the absence of the parties
should always be viewed with caution. It can suggest collusion between
advocates and judge and may appear to be contrary to the rules of
natural justice. Be prepared to say that the matter ought to be
considered in their presence.
However,
sometimes such a request ought properly to be granted. Perhaps the
case is in a mess and you wish to make comments without undermining
the confidence of the parties in their representation or it may
be that the advocates wish to raise a specific problem with you.
If you do decide to see them without the parties being present,
you may wish to consider the following:
- See the advocates
in court as chambers so that there is an accurate record of your
discussions;
- Invite them
to convey the gist of your discussions to the parties;
- Do not be
pressed into expressing a view on any issue unless and until you
feel ready to do so and are willing for it to be conveyed to the
parties.

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