Professor
Sir William Wade QC
When
Lord Justice Henry suggested human rights as the subject
of his lecture I though that he could not have given me
a subject which was more topical and apposite. Since studying
the Human Rights Bill and the Parliamentary debates, however,
I doubt if he could have given me a subject which was more
difficult. The philosopher Wittgenstein said: "Of what
cannot be know, thereof one may not speak." There is much
in the Human Rights Bill which cannot as yet be known,
nevertheless I am obliged to speak. Consequently this lecture
will be more speculative and more argumentative than I
would like - and, I suspect, than you would like. The Human
Rights Bills in mid-passage, having passed the House of
Lords and being now before the House of Commons. Some important
questions, both political and technical, still seem to
be open. But before I am embroiled in them I must fill
in some background.
Background
The
European Convention for the Protection of Human Rights
and Fundamental Freedoms was adopted in 1950 with Britain
as one of the founder members. One of the curiosities of
the British attitude at home was the "passionate intensity" with
which it was originally opposed by the Lord Chancellor,
Lord Jowett. He denounced it as "some half-baked scheme
to be administered by some unknown court" and as "so vague
and woolly that it may mean almost anything;" and he poured
scorn on the draftsman, apparently unaware that he was
an eminent official in the Home Office. Lord Lester, among
his many great services to the cause of human rights, has
given a fascinating account of the shaky start which we
made with the Convention in 1950, despite the fact that
we were the first country to accede to it Endnote 1 . But there was one comment in Lord Chancellor
Jowett's cabinet paper which was more percipient than his
anathemas. "We shall have to bring in legislation," he
said, "applying the conditions of the Convention to our
domestic law." And so at last it proves. It has taken 48
years for the legislation to come before Parliament with
any chance of success. The House of Lords had three times
passed Bills brought in by my cousin Lord Wade, which had
no such change. But now, with the government's Bill, the
signals have turned to green and we are "bringing human
rights home," as the White Paper puts it.
To
many people, lawyers especially, it has seemed extraordinary
that it has taken nearly half a century for this necessary
measure to come forward. Citizens claiming the benefit
of the Convention have had to undertake slow and expensive
proceedings in Strasbourg where their rights are determined
by judges coming from many countries, large and small,
who, whatever their merits, do not command the same confidence
in British eyes as do the judges of our courts. British
violations, and there have been many, are publicly exhibited
on the European stage, when a decision by our own courts
would have given satisfaction without international notoriety,
as well as much more speedily and cheaply. Almost all the
other countries in the Convention had incorporated it into
their law. Unconvincing reasons for not following suit
were put forward by successive governments, arguing that
the judges would be drawn into politicks, would come into
conflict with Parliament and would acquire too much power.
But why we should distrust our own judges when so many
of the other countries willingly trusted theirs was a mystery;
and as for politics, as Lord Hailsham said in the House
of Lords 20 years ago, "They [the ministers] are under
the curious illusion that the judges are not already in
politics," and he instanced some of their exploits in judicial
review. ( Endnote 2 ) Since then the judges' exploits have become still
more striking, and the prospect of their having to set
aside Acts of Parliament, which so horrified the critics
when Lord Hailsham was in office, has become a reality
under the law of the European Union. The conflict with
Parliament has caused no constitutional crisis and there
has been no sign so far that it has politicised - or further
politicised - the judiciary. The judges have come to play
a more prominent part in public life without out of the
disastrous consequences which used to be predicted.
One
sign of this more prominent role was that a powerful group
of the heads of the judiciary, following the lead famously
given by Lord Scarman in his Hamlyn Lectures of 1974, publicly
advocated incorporation of the European Convention. This
was before the government itself had declared its hand.
Judicial impatience with the failure to incorporate was
also, one may surmise, what prompted some eminent judges
to suggest that the common law, that is to say the judges
themselves, might spontaneously find the resources for
introducing and protecting at least some fundamental rights
of the kind contained in the Convention. It has long been
possible to say that our law recognised one fundamental
right which successfully resisted Parliament's attempts
to abolish it, namely the right of access to the courts.
Lord Woolf has said that the same should be true of judicial
review generally. ( Endnote 3 ) Lord Browne-Wilkinson suggested two lines of argument,
one that the Convention rights will infiltrate into our
law since they are recognised and applied by the European
Court in Luxembourg, and the rulings of the court have
overriding effect; and the other that powers conferred
in purely general terms (such as a power to make rules
for "the regulation and management of prisons") should
be held to be intended not to violate treaty obligations.
( Endnote 4 ) There have been plenty
of judicial dicta, from the House of Lords downwards, tending
in the same direction, notably from Lord Goff and Lord
Bridge. ( Endnote 5 ) Sir John Laws makes it part of his philosophy of the
state to claim fundamental rights as an imperative of higher-order
law, which should be binding on Parliament. ( Endnote
6 ) Before he became Lord Chancellor Lord Irvine opposed
these ambitious theories, saying that they smacked of "judicial
supremacism" prompted by "extra-judicial romanticism." ( Endnote
7 ) He declared his allegiance to the established constitutional
order and to reform by Parliamentary legislation. And that
is what we are now to have under the Human Rights Bill.
A
general idea of the rights protected by the Convention
may be gleaned from a brief catalogue of the rights, which
Article 1 obliges the member states to secure to every
one within their jurisdiction. Most of the rights have
qualifications attached to them, the only exceptions being
the prohibition of torture and inhuman or degrading punishment
(Article 3), the prohibition of slavery or servitude (Article
3), the prohibition of retrospective criminal liability
(Article 7) and the right to marry according to national
laws (Article 12). The right to life (Article 2) has to
be qualified so as to allow capital punishment and the
prohibition of forced labour (Article 3) has to allow for
military service and other obligations. The right to personal
liberty and security (Article 5), which includes the right
to challenge the lawfulness of detention, has numerous
exceptions for lawful restraints. The right to a fair and
public trial in both civil and criminal matters (Article
6), together with a list of consequential rights, allows
for the exclusion of the press and the public on justifiable
grounds. Articles 8 to 11 form a group, since they have
one special qualification. They proved respectively for
respect for private and family life, for freedom of thought,
conscience and religion, for freedom of expression and
for freedom of assembly and association. The special qualification
which is common to all four of them is that any legal restriction
upon them may only be such as is "necessary in a democratic
society" for the protection of public order, health or
morals or for the protection of the rights of others (I
am ignoring a few differences of wording). Nothing, perhaps,
in the Convention better illustrates the new world of interpretation
that will confront the judicial under these clauses. How
are they to establish objective standards of democratic
necessity? Britain has often been in trouble in Strasbourg
for laws which failed to pass the test of democratic necessity,
as in the Thalidomide ( Endnote 8 ) and Spycatcher ( Endnote 9 ) cases. Only last month there was another example,
when the court in Strasbourg held that the statutory limit
of £5 on publications in favour of a particular candidate
in the period just before an election was disproportionate
and so unnecessary in a democratic society. ( Endnote
10 ) It cannot be very long now before you, the judges,
will have to decide the same question.
I
ought also to mention the right of property in the First
Protocol, which is qualified to allow for compulsory purchase
- but only in "the public interest." This was the provision
under which the Duke of Westminster failed in his challenge
to the uncompensated expropriation element in the Leasehold
Reform Act 1967, which the Strasbourg court allowed to
be "in the public interest." ( Endnote 11 )
On the other hand the Convention has o provision against
unreasonable searches and seizures, except through the
right of privacy under Article 8, and nothing about the
rights of employees, except for the right to join, or not
to join, trade unions under Article 11 (freedom of association).
It does contain a full anti-discrimination clause, but
that applies only to the rights secured by the Convention.
The
Human Rights Bill
It
has to be remembered that the Human Rights Act, as it will
become, will necessarily operate under the shadow of the
European Court of Human Rights in Strasbourg. A litigant
whose claim might not be covered by the terms of the Act
will be able to take his case direct to Strasbourg in the
same way as at present. Even in a case covered by the Act
and decided by a U.K. court, a dissatisfied claimant will
be able to challenge the decision in Strasbourg if the
U.K. court's decision can be shown to infringe his Convention
rights. Nothing in the Bill exempts, or can exempt, the
U.K. from its Convention obligations. The White Paper (Cm
3782) does not mention the residual Strasbourg jurisdiction,
but it will always be there. In fact, to judge from the
statistics published by the Commission in Strasbourg, countries
which long ago incorporated the Convention into their law
still send about as many cases to the Strasbourg court
as does Britain. Another matter not mentioned in the White
Paper is that the government is pledged to safeguard these
rights. Under Article 1 "The High Contracting Parties shall
secure to everyone within their jurisdiction the rights
and freedoms defined in section 1 of this Convention" (section
1 contains the whole list).
The
problems being when we seek to ascertain the precise scope
of the Bill. Is the incorporation complete or only partial?
On its face the whole thrust of the Bill is against public
authorities. In this it resembles the Canadian Charter
of Rights and the New Zealand Bill of Rights. If we bear
in mind that the original object of the Convention was
to prevent the re-emergence of governments like that of
Nazi Germany, it is quite natural that the Bill should
be aimed at governmental authorities only. But public authorities
are not the only ones who may offend against Convention
rights. The right to respect for private and family life,
the right to freedom of expression, the right to freedom
of association (including trade union membership) and the
prohibition of discrimination are all capable of being
violated by non- governmental bodies. Will such misdeeds
by protected in the same way as the misdeeds of public
authorities? In the language now familiar from European
Union law, is the operation of the Bill to be horizontal
as well as vertical?
In
the debates in the House of Lords the answer appeared to
be in the negative. The Lord Chancellor, introducing the
Bill, explained its purpose clearly in relation to clause
6, the central provision for incorporation which makes
it unlawful for a public authority to act in a way which
is incompatible with Convention rights. He said that a
prevision of this kind should apply only to public authorities,
however defined, and not to private individuals. ( Endnote 12 ) That reflected the arrangements for
taking cases to the Convention institutions in Strasbourg.
Someone who takes a case to Strasbourg is proceeding against
the United Kingdom government, rather than against a private
individual. All though the debates that followed speaker
after speaker spoke in terms of public authorities, and
in his final speech on third reading the Lord Chancellor
said that "we have not provided for the Convention rights
to be directly justifiable in actions between private individuals.
We have sought to protect the human rights of individuals
against the abuse of power by the state, broadly defined,
rather than to protect them against each other." ( Endnote 13 )
At
one/point of the committee stage, however, the government
resisted an amendment designed to exclude cases where neither
party was a public authority. The context was the only
political issue which the Bill has so far evoked. Lord
Wakeham, as chairman of the Press Complaints Commission,
pointed out that the definition of public authorities in
clause 6(3) included the courts, who were therefore required
by clause 6(1) to act in accordance with the Convention,
and that this would compel them to enforce the right of
privacy under Article 8 of the Convention. ( Endnote
14 ) This right of privacy, strong in Strasbourg but
weak in Britain, was feared by the media as likely to conflict
to their disadvantage with the less formal self-regulation
administered by the Press Complaints Commission. The Bill
would introduce a "back-door privacy law" and put "an end
to investigative journalism."
In
reply the Lord Chancellor accepted Lord Wakeham's reading
of the Bill, while rejecting his fears about freedom of
the press. For the moment I will postpone the controversy
over the latter and concentrate on the position of non-public
authorities. The Lord Chancellor said that it was "right
as a matter of principle for the courts to have the duty
of acting compatibly with the Convention, not only in cases
involving other public authorities but also in developing
the common law in deciding cases between individuals. Why
should they not?" In preparing the Bill the government
had taken the view that it was the other course, that of
excluding convention considerations altogether from cases
between individuals, which would have to be justified.
The government did not think that that would be justifiable;
nor, indeed, did they think it would be practicable. ( Endnote
15 )
I
have quoted verbatim, with Pepper v. Hart ( Endnote 16 ) not far from my mind, because of the significance
of this passage in ascertaining the effect of the vital
clause 6. That clause provides that a court or tribunal
is a public authority and that "It is unlawful for a public
authority to act in a way which is incompatible with one
or more of the Convention rights." In other words, a court
cannot lawfully give judgement in any case in which Convention
rights are in issue except in accordance with those rights
as set out in Schedule 1 of the Bill. In other words again,
the court must recognise and apply the Convention rights,
and it must also, under clause 2, follow the case-law and
jurisprudence of the Strasbourg institutions, which extends
to the award of compensation and costs. There is nothing
to confine those provisions to cases brought against public
authorities. I see no escape from the conclusion that clause
5 incorporates the scheduled human rights as equally applicable
in all proceedings, in the same sweeping way as European
Union law is incorporated by section 2 of the European
Communities Act 1972.
Suppose,
for example, that a paparazzo, with his telephoto lens,
photographs an ordinary householder in his home in activities
which may be embarrassing, or perhaps suspicious, and then
publishes the pictures with impertinent comments. Let us
suppose, also, as may well be the case, that this offends
against the law of privacy in Strasbourg but is not actionable
in Britain. The householder then brings proceedings against
the photographer, and perhaps the newspaper behind him,
for infringement of his human right of privacy. No public
authority is involved. Yet the only lawful judgement that
the court can give is one which is compatible with the
Strasbourg law, recognising and enforcing the Convention
right of privacy. Clause 2 of the Bill, which is not limited
to public authorities, requires the court to take into
account the whole of Strasbourg case-law and jurisprudence,
which provides for compensation and costs. No element of
reparation seems to be lacking.
It
would, indeed, be a poor sort of "incorporation" which
exempted private individuals and bodies from respecting
the fundamental rights of their fellow-citizens and drove
them back to Strasbourg with all its cost in time and money
- the very evil which "incorporation" is supposed to remedy.
Yet all through the debates in the House of Lords, with
their preoccupation with public authorities, the evident
effect of clause 6 was observed only by Lord Wakeham, who
pointed out the dangers, as he saw them, of a right of
privacy becoming enforceable against defendants who were
not public authorities, such as newspapers and my hypothetical
paparazzo.
Yet
it is obvious that this simple, or simplistic, interpretation
of clause 6 is inconsistent with the whole design and structure
of the Bill. If the clause had been intended to bear its
apparent meaning, there would be no need for any definition
of public authorities, or for any special provisions about
the, since all parties, public and private alike, would
be equally affected. There would have been no need for
all the discussion about which authorities were public
and which were not, or for restricting the remedies provided
in clauses 7 and 8 to proceedings against public authorities
only. Nor would it be necessary to dichotomise the functions
of authorities into those which were public and those which
were private. The Lord Chancellor gave two examples of
this dichotomy: doctors with both NHS patients and private
patients would be public authorities in respect to the
former but not of the latter; and Railtrack, which would
have public functions in relation to railway safety but
private functions as a property developer. ( Endnote
17 )
In
the time of the Public Authorities Protection Act 1893,
before its repeal in 1954, the courts do not seem to have
found much difficulty in applying the statutory definition
of them. It was the injustice of the very short period
of limitation, rather than any problems of definition,
which caused the repeal of the Act. Now, however, it is
evidently going to be necessary not only to define public
authorities but to distinguish between their public and
private functions. Furthermore, there are now several competing
tests in the field: there is the vague "public element" test
which sets the boundary for judicial review, and there
is the equally vague test in EU law which limits the "vertical
effect" of directives to governmental or quasi-governmental
bodies. ( Endnote 18 ) Much the best
scenario will be if there is no need for definition at
all and the endless difficulties of case by case elucidation
are eliminated.
Let
us return to the Lord Chancellor's example of a doctor
with both NHS and private patients. If such a doctor should
publish intimate details about the illnesses and private
lives of two of his patients, one NHS and one private,
will it really be tolerable that the private patient is
told to make the long, slow and expensive journey to Strasbourg
while the NHS patient gets efficient protection from the
High Court? Just as in my earlier example of the paparazzo,
I think that the court would avoid this absurd result by
deciding, as clause 6 requires, in compatibility with Convention
rights and providing the remedies which would be available
in Strasbourg. Although the Bill contains nothing to give
effect to Article 13 of the Convention, by which everyone
whose Convention rights are violated "shall have an effective
remedy before a national authority", a provision which
is conspicuous by its absence in the rights scheduled to
the Bill, the court should have plenty of power in its
elbow under clauses 6 and 2.
Some
evidence that this point is now appreciated by the government
is to be seen in the concessions to the press announced
by the Home Secretary in the House of Commons on 16 February,
when the Bill came up for second reading. ( Endnote 19 ) I will give details in a minute, but for this moment
the point of interest is that there is to be an amendment
to the Bill giving certain defences in cases involving
journalistic, literary or artistic material. If one thing
is certain in this cloud of uncertainties, it is that newspapers
are not public authorities. The government must therefore
have been persuaded that not only public authorities but
also private parties will have liability under the Bill
- the point made by Lord Wakeham from the beginning.
Are
we then to conclude that the Bill was drafted in terms
of public authorities only, but has let in private liability
by the back door? And may we not ask another question?
Why must there be all this doubt? Why may we not have something
clear?
Press
Freedom Versus Personal Privacy
What
then of the supposedly dire consequences for the freedom
of the press and Lord Wakeham's prediction of "an end to
investigative journalism"? The Lord Chancellor replied
to him in the second reading debate: ( Endnote
20 )
"I
understand your concerns, but let me assure you that
press freedom will be in safe hands with our British
judges and with the judges of the European Court. I
add this, you know that, regardless of incorporation,
the judges are very likely to develop a common law
right of privacy themselves. What I say is that any
law of privacy will be a better law after incorporation,
because the judges will have to balance Article 10
[free speech] with Article 8 [privacy], giving Article
10 its due high value."
And
in Committee he also said: ( Endnote 21 )
"as
I have often said, the judges are pen-poised regardless
of the incorporation of the convention to develop a
right to privacy to be protected by the common law.
This is not me say so, they have said so. It must be
emphasised that the judges are free to develop the
common law in their own independent judicial sphere.
What I say positively is that it will be a better law
if the judges develop it after incorporation because
they will have regard to articles 8 and 10, giving
Article 10 its due high value...."
And
he added that: ( Endnote 22 )
"the
right to privacy is a basic human right. That right
can be infringed by a neighbour, an intrusive commercial
agency, private investigators, the police and all manner
of other people." The little man needs protection against
these bodies."
In
the debates the Lord Chancellor reiterated his belief that
effective self-regulation was the way forward for the press,
and that the courts would look to the Press Complaints
Commission "as the pre-eminently appropriate public authority
to deliver effective self- regulation fairly balancing
Article 8 and 10." ( Endnote 23 ) In
other words, the judges would endeavour to leave the filed
clear for the Commission. It is not easy to see just how
this might work, since if a complaint is taken to court
the court will have no option but to adjudicate.
No
doubt it is true that the "little man" will prefer to complain
to the PCC and so save the expense of going to law. But
what about the bigger man, perhaps with the bigger reputation,
who may wish to go to the court for the sake of its more
powerful remedies? The PCC can neither issue injunctions
nor award compensation. If a newspaper should commit an
outrageous invasion of privacy, would the European Court
accept a complaint to the PCC as the "effective remedy
before a national authority", as required by Article 13
of the Convention, an obligation which has no place in
the Bill" If the victim went to the court in England and
asserted his Article 8 right to "respect for his private
and family life" he could be awarded damages for the outrage
and an injunction against its repetition. The court's armament
is so manifestly superior to the PCC's in respect of giving
satisfaction to the victim that it is hard to see how he
can justifiably be denied legal remedies. The answer may
be that the PCC can bring such pressure to bear on the
offending newspaper that it can secure the payment of compensation
and prevent repetition of the offence as effectively as
could the court. But this as yet seems to be far from the
case. Lord Lester said in the debates that the PCC's enforcement
and remedial powers needed to be enhanced by the media
in accordance with a new and strengthened code of practice.
A "beefed-up PCC" is evidently what is needed. ( Endnote
24 ) However much the court allows discretion to the
PCC in the balancing act of reconciling press freedom with
personal privacy, there can be no substitute for effective
remedies. The press cannot avoid the fact that incorporation
of the Convention inevitably includes the right of privacy
and that they will have to live with it - just as they
do now with the recourse to Strasbourg.
The
government's new concessions, announced by the Home Secretary
in the House of Commons on 16 February, are apparently
claimed to have averted the threat of a backdoor privacy
law. ( Endnote 25 ) It is proposed that
in cases involving journalistic, literary or artistic material
the court must take account of the public interest, including
the question whether the defendant has acted fairly and
reasonably and has abided by the PCC's code of practice.
That code, incidentally, contains the right of privacy
in exactly the same words as the Convention. Then it is
to be proved that in privacy cases under Article 8 the
court must have particular regard to the countervailing
freedom of expression under Article 10. Finally, there
are to be no ex parte injunctions which could cause late-night
raids on newspapers: the newspaper must be represented.
It is not clear, however, that these amendments will amount
to very much. The judges are very well aware of the importance
of free speech and of Article 10 and of the public interest
in upholding them. Perhaps there will be some effect by
giving the system a bias in favour of press freedom, but
this is hardly the same as eliminating the "backdoor privacy
law" of which they are so fearful.
Effects
on Primary Legislation
The
Bill proposes a unique solution to the problem of conflict
with legislation. It should not be supposed that conflicts
between the Convention rights and Acts of Parliament are
unusual events. The railwaymen dismissed for refusal to
join a closed-shop union, ( Endnote 26 )
the air force officer convicted by court martial, ( Endnote
27 ) the homosexuals in Northern Ireland acting in
private and with consent, ( Endnote 28 )
and (as I have already related) the pamphleteer allowed
electoral expenses of only £5, ( Endnote
29 ) all won their cases in Strasbourg in defiance
of express provisions of Acts of Parliament. There are
bound to be more such cases.
The
Human Rights Bill follows none of the numerous models which
might have served as guides. The most stringent of these
models are the bills of rights, generally similar to those
of the European Convention, which are incorporated in the
constitutions of many British Commonwealth countries. These
are entrenched with full constitutional protection, they
prevail over all legislation, past or future, and they
can be changed only by constitutional amendment. Next in
stringency comes our own European Communities Act 1972,
which gives overriding effect to directly applicable European
Union law, making it paramount over all the legislation
of Parliament, irrespective of date. Next after that comes
the Canadian Charter of Rights and Freedoms embodied in
the Constitution Act 1982, which likewise gives constitutional
protection but which allows the federal or a provincial
legislature to exempt any particular enactment by a "notwithstanding" clause,
so that an enactment which is held void for conflict with
the Charter may be re-enacted "notwithstanding the Charter",
and so prevail. Least stringent of all are bills of rights
which have no effect on legislation, but which merely allow
the courts to give effect to them in case of doubt or ambiguity.
Such are the earlier Canadian Bill of Rights of 1960 and
the New Zealand Bill of Rights of 1990. These last specimens
rely upon judicial powers of interpretation only. An intermediate
possibility, as the White Paper mentions, is to make no
specific provision about effect, so that inconsistent past
legislation is automatically repealed but future legislation
is not. This was the solution favoured by the Hong Kong
Bill of Rights of 1991 and, if I understood it correctly,
by Lord Lester's Bill of a year ago.
If
without excessive presumption I may give my own preference,
I would have voted for the Canadian model. Human rights
are fundamental, and fundamental rights ought to be as
secure as the law can make them. I do not see why we should
suppose that our own judges should not do what is routinely
done by the judges of many Commonwealth countries, and
often, where the right of appeal still exists, by our own
judges in the Privy Council. But the Canadian system of
allowing opting out by a "notwithstanding" clause of irreconcilable
conflicts is to my mind a good one. Of course, also, there
is the analogy with European Union law, which itself acknowledges
fundamental rights similar to those of the European Convention,
as Lord Browne-Wilkinson has pointed out. ( Endnote 30 ) In cases under EU law, therefore, the judges may
have to disapply Acts of Parliament as they did in Factortame,
( Endnote 31 ) while in purely domestic cases, as noted below, they
will have no such powers. This makes a very stark contrast
between cases which ought, in principle, to be judged similarly.
Before
coming to the novel procedure proposed by the Bill, we
should notice the provision about the interpretation in
clause 3. This enacts that legislation, both primary and
subordinate and whenever enacted, must be "read and given
effect" in a way which is compatible with the Convention
rights "so far as it is possible to do so." It has a close
similarity to the central provision of the New Zealand
Bill of Rights Act 1990, which enacts that "whenever an
enactment can be given a meaning which is consistent with" the
specified rights and freedoms, "that meaning shall be preferred
to any other meaning." In both case the judges are given
a new task, to interpret uncertain or ambiguous provisions
not according to what they think is the true meaning, but
according to the meaning which best accords with the Convention
rights. Lord Cooke of Thorndon, with his unrivalled knowledge
of the New Zealand law, said in the debate that the formula
of the Bill was if anything slightly stronger than the
New Zealand formula, and that it would require a very different
approach to interpretation from that customary in this
country. ( Endnote 32 )
That,
however, is only the "weak" part of the Bill. The "strong" part,
and the Bill's unique feature, which has no analogy in
New Zealand or, as far as I know, elsewhere, lies in its
provisions about declarations of incompatibility. Under
clause 4 a declaration of incompatibility may be made by
the court if it is satisfied that there is an unavoidable
conflict between Convention rights and primary legislation;
and the same is to apply in the case of subordinate legislation
if it cannot be made compatible because of primary legislation.
The declaration is not to affect the validity, continuing
operation or enforcement of the offending provision, nor
is it to be binding on the parties. But it may lead to
a "remedial order" amending the offending legislation which
may be made by a minister of the Crown and must be approved
in draft by positive resolution of each House of Parliament.
There are, however, certain escape clauses. In case of
urgency the Parliamentary resolutions may be dispensed
with for up to forty days. Furthermore, a minister may
make a remedial order without a declaration by the court
if it appears to him that a finding of the European Court
of Human Rights produces an incompatibility with the UK's
Convention obligations - a provision comparable to that
of the European Communities Act 1972 under which ministers
may amend legislation by Order in Council or regulations
for the purpose of reconciling it with EU law.
A
remedial order, like the provision of the European Communities
Act, is an exceptionally drastic form of Henry VIII clause,
of the kind that has recently worried the House of Lords' Delegated
Powers Scrutiny Committee. It may well be the most drastic
example yet seen, since it is expressly made capable of
operating retrospectively, subject only to a ban on retrospective
criminal liability. There is wide power to include "such
incidental, supplemental, consequential and transitional
provisions" as may be thought appropriate by the minister
and it may amend or repeal legislation, whether primary
or subordinate, other than that containing the incompatibility.
These extraordinary powers were the subject of protests
in the House of Lords, Lord Simon of Glaisdale say "we
cannot have Henry VIII trampling through the statute book
in this way." ( Endnote 33 ) But, inevitably,
such powers have to be accepted, however grudgingly, as
part of the mechanism for adopting an external system of
law, and in default of new and speedy Parliamentary procedures.
Reverence
for the sovereignty of Parliament was the motive behind
this remarkable amalgam of judicial and executive powers.
But the sovereignty of Parliament is not what it was, having
suffered severe diminution by its subjection to EU law.
Lord Lester's earlier private member's bill had provided
for the Convention rights to prevail over inconsistent
legislation without intervention by the executive, but
now he declared a change of mind and accepted the government's
plan as "an ingenious and successful reconciliation of
principles of Parliamentary sovereignty and the need for
effective domestic remedies" ( Endnote 34 ) though only, he added, "after a good deal of arm-
twisting by some members of this place rather more noble
and learned than myself." It is not surprising if some
degree of intellectual harassment was thought justified
in order to secure the support of Lord Lester, with his
immense experience and authority in this field.
If,
then, a declaration of incompatibility is granted in some
case, what is the likely result? A litigant has established
that he ought to win his case because of the infringement
of his human rights, but yet he loses it since the declaration
does not affect the validity of the offending statute or
regulation, or its enforceability. The appropriate minister
must then consider whether to make a remedial order. It
would seem inevitable that the court would grant a stay
of execution while the minister considers whether to make
an order, and whether it should be retrospective. If he
makes a retrospective order, he deprives the victorious
party of the fruits of his judgement. If he does not, he
leaves the other party to suffer a violation of his human
rights; and it is the same if the minister makes no order
at all. The minister's position between these two fires
is far from enviable. There may be a lot of money at stake
and the government itself may be a party, so that it is
compelled to be judge in its own cause. In such cases there
is likely to be trouble in Parliament and the positive
resolutions may be opposed. It is hard to think of a more
invidious position for a minister.
And
what about the rule of law? To allow questions of personal
legal right to be decided by executive discretion in this
way is contrary to the rule of law in its most basic sense,
the rule of law as opposed to the rule of discretionary
power - an aspect which does not appear to have been mentioned
in the House of Lords' debates. Remedial orders will, indeed,
be subject to judicial review, and the Bill makes no attempt
to exempt them. But the taking of human rights cases so
far out of the course of ordinary law does not seem to
be an adequately constitutional solution.
Finally
there is another possible pitfall. Article 6 proves that
in the determination of his civil rights and obligations
or of any criminal charge against him, everyone is entitled
to a fair and public hearing within a reasonable time by
an independent and impartial tribunal established by law.
It is clear from Strasbourg jurisprudence that this Article,
which of course embodies the rule of law, requires a judicial
determination of a party's civil rights. But the civil
rights of litigants, where declarations of incompatibility
have been issued, are to be determined by ministerial orders
plus Parliamentary resolutions - anything but judicially.
It would be the ultimate paradox if our Human Rights Act
itself were to violate the Convention. Yet how can it avoid
doing so? And does this not underline the inherent contradiction
of attempting to reconcile the irreconcilable - fundamental
rights and Parliamentary sovereignty?
Effect
on Subordinate Legislation
Subordinate
legislation, in so far as incompatible with Convention
rights, is to be brought into line by judicial decision
or by ministerial order. There is to be no declaration
of incompatibility, save in the case of subordinate legislation
which cannot be amended because of primary legislation.
Therefore a court or tribunal, faced with an incompatible
regulation, and in accordance with its duty under clause
6 to decide in accordance with Convention rights, must
disapply the offending regulation. There may of course
be cases where the incompatibility cannot be removed by
a clean cut, and then a ministerial order may be necessary.
A
ministerial order is a remedial order with wide powers
under clause 11, including retrospective operation and
power to make supplemental or consequential provision.
It requires confirmation by affirmative Parliamentary resolutions
in both Houses. But the power to make it in respect of
subordinate legislation arises only where it appears that, "having
regard to a finding of the European Court of Human Rights" the
legislation is incompatible with a Convention obligation.
This looks as if it were intended for occasions when some
new decision emanates from Strasbourg and requires some
urgent adjustment. In other cases the minister responsible
for the subordinate legislation will normally have power
to revoke it independently and if necessary replace it.
Other
features of the Bill
A
minister in charge of a Bill in either House of Parliament
must, under clause 19, make a written statement, to be
published as he thinks best, before Second Reading saying
either that in his view the Bill is compatible with Convention
rights or else that, though he cannot make such a statement,
the Government wishes to proceed with the Bill. Where the
court is considering whether to make a declaration of incompatibility
the Crown is entitled by clause 5 to be given notice in
accordance with rules of court. A minister or his nominee
is then entitled to be joined as a party. In a criminal
case, a person so joined may appeal to the House of Lords
against any declaration of incompatibility.
As
regards locus standi, the Bill in clause 7 follows settled
Strasbourg law by confining the right to sue a public authority
to the "victim" of the unlawful act. This doctrine excludes
claims by conservation groups, amenity societies and other
public interest groups - one case in which the Strasbourg
law is less generous than our own.
The
Lord Chancellor explained in Parliament that the government
viewed proposals for a human rights commission as premature.
( Endnote 35 ) They were now rules out,
but would need consideration in relation to other bodies
such as the Equal Opportunities Commission and the Commission
for Racial Equality. A motion by Lord Lester for power
to appoint a Human Rights Commissioner was defeated by
the government on Third Reading.
The
Secretary of State is given wide powers to give effect
to any protocol accepted by Britain and to amend the derogations
and reservations, relating to terrorism in Northern Ireland
and to the right to education which are reproduced in Schedule
2.
Finally,
as this audience will well know, judges of the court of
Appeal and the High Court and Circuit judges (and their
equivalents in Scotland and Northern Ireland) may be appointed
to the Court of Human Rights at Strasbourg, retaining their
offices but not their duties. The Lord Chancellor or a
Secretary of State may make orders concerning pensions
and terms of service.
The
Future
The
incorporation of the Convention on Human Rights into our
own law must certainly be regarded as one of our great
constitutional milestones. It makes a quantum leap into
a new legal culture of fundamental rights and freedoms,
something that Britain was once proud to be able to do
without, but which has now become indispensable in the
rapidly developing European legal world into which we are
more and more tightly drawn. It will confront the judges
with many new problems and it will call for new techniques.
Value judgements will have to be made on imponderable questions
of public interest, democratic necessity, and the protection
of health or morals and similarly ill-defined matters.
These rights and freedoms will often pull in different
directions and delicate balancing exercises will be demanded.
It does not seem too much to say that the judges will be
forging a new constitutional framework within which the
citizen will enjoy his rights and liberties. It will need
to be done boldly and in a spirit of liberal interpretation.
Inevitably
there will be criticism of the increased powers and duties
being given to the judges. But it is only because of our
national constitutional myopia that such criticism is common.
We do not seem to realist that, in comparison with many
other countries our conception of the judicial function
is a narrow one. All through the half-century since we
joined the European Convention the case for incorporation
has been dogged by this fallacy about judicial power -
even Lord Mackay, the former Lord Chancellor, opposed it
on the ground that it would drag the judges into politics
and make their appointments controversial like those of
the American Supreme Court justices.
In
the second reading debate in the House of Lords the Lord
Chief Justice, Lord Bingham of Cornhill, dealt faithfully
with these objections. ( Endnote 36 )
He thought it highly desirable that we in Britain should
help to mould the fundamental law by which we are governed,
and that there should no longer be thought to be a superior
form of justice beyond our shores which our own judges
were not allowed to administer. Incorporation should strengthen
public confidence in our democratic and judicial institutions.
As for dragging the judges into politics, they were of
course there already, and there had been no dire consequences
either in Britain or in the other countries which had incorporated
the Convention.
Perhaps
I should end by confronting that familiar old adversary,
the floodgates argument. Doubtless there will be a spate
of human rights claims in the early days of the new Act,
particularly since, as I have ventured to observe, such
important questions seem to be open. Much will be heard
of Pepper v. Hart, I think, as guidance is
sought from Parliamentary statements. But things should
soon settle down, just as they did in Canada after the
initial overload caused by the Charter of Rights. There
is so much common ground between human rights and English
law that they will surely co-exist harmoniously.