Lord Bingham, Lord Chief
Justice
It is a
truth universally acknowledged that the constitution of a
modern democracy governed by the rule of law must effectively
guarantee judicial independence. So many eminent authorities
have stated this principle and there has been so little challenge
to it, that no extensive citation is called for. It is enough
to recall that in 1994 the United Nations Commission on Human
Rights recorded that it was:
"Convinced that an independent and
impartial judiciary and an independent legal profession
are essential pre-requisites for the protection of human
rights and for ensuring that there is no discrimination
in the administration of justice". ( Endnote
1 )
The Commission
went on to appoint a Special Rapporteur to monitor and investigate
alleged violations of judicial and legal professional independence
world-wide, and to study topical questions central to a full
understanding of the independence of the judiciary. ( Endnote
2 ) In his most
recent report of 1 March 1996 the Special Rapporteur summarised
the results of his worldwide investigation, and with reference
to the United Kingdom wrote:
"The
Special Rapporteur notes with grave concern recent media
reports in the United Kingdom of ministers and/or highly
placed government personalities on recent decisions of
the courts on judicial review of administrative decisions
of the Home Secretary. The Chairman of the House of Commons
Home Affairs Select Committee was reported to have warned
that if the judges did not exercise self-restraint, "it
is inevitable that we shall statutorily have to restrict
judicial review". The controversy continued and reportedly
prompted the former Master of the Rolls, Lord Donaldson,
who was said to have accused the Government of launching
a concerted attack on the independence of [the] judiciary,
to have said, "any government which seeks to make itself
immune to an independent review of whether its actions
are lawful or unlawful is potentially despotic. The Special
Rapporteur will be monitoring developments in the United
Kingdom concerning this controversy. That such a controversy
could arise over this very issue in a country which cradled
the common law and judicial independence is hard to believe". ( Endnote
3 )
The need
to guarantee judicial independence is accordingly one which
we should treat very seriously, not only for the health of
our own country but because of the extent to which our own
conduct is still seen by other countries, to an extent which
may perhaps surprise us, as a model. Given the
centrality of this constitutional principle, one might expect
to find much detailed analysis of what it means, in theory
and in practice, in this country. But, as Professor Robert
Stevens has written:
"While
there is widespread consensus on the obvious importance
of the independence of the judiciary, the literature on
it is meagre, and the concept itself has never been fully
unpacked. Unpacking is a process worth engaging in". ( Endnote 4 )
There have,
very broadly speaking, been two approaches. One concentrates
on the independence of individual judges in their day to day
work of judging. This approach was well summarised by the present
Lord Chancellor, Lord Mackay of Clashfern, in a lecture on
6 March 1991 when, referring to the judges, he said:
"Their
function is to decide cases and in so doing they must be
given full independence of action, free from any influence.
But in order to preserve their independence the judges
must have some control or influence over the administrative
penumbra immediately surrounding the judicial process.
If judges were not, for example, in control of the listing
of cases to be heard in the courts it might be open to
an unscrupulous executive to seek to influence the outcome
of cases (including those to which public authorities were
a party) by ensuring that they were listed before judges
thought to be sympathetic to a point of view, or simply
by delaying the hearing of the case if that seemed to advantage
the public authority concerned". ( Endnote
5 )
Thus, on
this approach, judges would enjoy full independence in their
task of judging, and also in what the Lord Chancellor called "the
administrative penumbra immediately surrounding the judicial
process", of which he gave listing as a very good example. The alternative
approach treats the independence of the judge to decide individual
cases free from any extraneous influence, and to exercise control
of influence over the administrative penumbra immediately surrounding
the judicial process, as no more than a part (albeit an important
part) of what judicial independence means. On this approach
what matters is not only the independence of individual judges
but the independence of the judiciary as a separate arm of
government. This is the approach which Lord Browne-Wilkinson,
as Vice Chancellor, persuasively advocated in his F.A. Mann
Lecture The Independence of the Judiciary in the 1980's. ( Endnote
6 ) On this approach the judges should, with a large measure
of independence, control not only the delivery of the final
judicial product (the judgment) but also the administrative
infrastructure on which the delivery and enforcement of that
product depend. The high watermark of that approach may perhaps
be found in an article written by Sir Francis Purchas in September
1994, when he wrote:
"Constitutional
independence will not be achieved if the funding of the
administration of justice remains subject to the influences
of the political market place. Subject to the ultimate
supervision of Parliament, the Judiciary should be allowed
to advise what is and what is not a necessary expense to
ensure that adequate justice is available to the citizen
and to protect him from unwarranted intrusion into his
liberty by the executive". ( Endnote 7 )
Even in
countries where the judges enjoy a very much larger measure
of administrative control than they do here (one thinks for
instance, of the United States and Australia), I doubt whether
this ambitious requirement comes anywhere close to being met.
Nor, perhaps, should it. As professional judges we naturally,
and very rightly, put a very high premium on the provision
of an efficient and adequately funded legal system, which we
regard as a prerequisite to administering justice. But even
we cannot overlook the existence of other pressing claims on
finite national resources. We would all recognise the defence
of the realm as a vital national priority, but I suspect that
we would shrink from giving the chiefs of staff carte blanche to
demand all the resources which they judged necessary for that
end. We would all, probably, recognise the provision of good
educational opportunities at all levels as a pressing social
necessity, but might even so hesitate to give educational institutions
all the money which they sought. We would all regard the health
of the people as a vital national concern, but could scarcely
contemplate the demands of health service professionals being
met in full, without rigorous democratic control. I do not
myself find these choices, even in theory, offensive; but in
any event they must surely, in the real world, be inevitable.
As the Chief Justice of British Columbia put it in a recent
paper:
"I subscribe
to the view that there are other constitutional principles,
besides judicial independence, that must be recognised
and respected. One principle, possibly equal in importance
to judicial independence, is the right of the legislature
to decide how public money is to be spent. Thus, I do not
support the view that the judiciary should write its own
cheque, and I have come to realise that it is, in fact,
salutary that the judiciary should not have that power.
If mistakes are to be made in budgeting or funding operations,
it is better that they be made by someone other than the
judiciary". ( Endnote 8 )
At least
in this country judicial independence cannot be rested on any
classical doctrine of the separation of powers. That is not
because of the anomalous roles of the Lord Chancellor, the
Law Officers and the Law Lords, but for more fundamental reasons.
Judges are, after all, appointed by the executive - and even
under the American constitution, which enshrines the separation
of power doctrine in perhaps its purest form, appointments
to the federal judiciary involve both other arms of government.
After appointments, judges sit in courts provided by the state,
they have offices provided, heated and lighted by the state,
they have clerks paid by the state, they use books and computers
mostly provided by the state, they are themselves paid by the
state. In all these respects the position of the judges is
not very different from that of any other employee of the state.
But plainly the position of the judge is, and certainly should
be, categorically different from that of other employees of
the government. To pinpoint where those differences lie it
may perhaps be most fruitful, in the manner of the common law,
to eschew statements of general principle and consider particular
incidents of the judicial role. It
is convenient to begin at the beginning with the appointment
of judges.
Since these are effectively made by the executive, in the person
of either the Lord Chancellor or the Prime Minister, the
opportunity
plainly exists to pack the judicial bench with appointees
of a certain political persuasion or known social views. This
would not be regarded as an abuse in some other countries,
such as notably the United States, nor would it always have
been regarded as an abuse here. But I think there is no doubt
that such a policy, if it were now to be adopted here, would
be regarded as an abuse, and I cannot think that it would
be
long before a different appointments procedure were introduced.
There is, I would suggest, virtually no evidence of appointments
since 1945 made otherwise than on the basis of perceived
merits, and at no time has this been truer than during the
last decade.
If, without intolerable complacency, one is entitled to regard
this as a happy and constitutionally acceptable state of
affairs, one may reasonably ask how it has been achieved. I
would point
to three things. The first is the pool from which candidates
for judicial office are selected: whether barristers or solicitors,
they have been private practitioners reared in a professional
tradition which prizes the exercise of an independent individual
judgment above all else. I would point, secondly, to the
greatly increased difficulty of conducting a legal practice
so as to
achieve a level of success which would qualify the candidate
for judicial appointment while at the same time pursuing
a parallel career in politics: the result is that appointments
from the ranks of active politicians are now a rarity. Thirdly
I would point to the great care which successive Lord Chancellors
have shown in, and the integrity with which they have approached
their task of, appointing judges. From time to time fears
have
been expressed that judicial appointments might be, or had
in effect been, handed over to the Lord Chancellor's Permanent
Secretary. In opposing the proposal that there should be
a Ministry of Justice, Lord Hewart in 1929 suggested that
this
was "an effort to hand over the appointment of Judges to
the Permanent Secretary of the Lord Chancellor's Office". ( Endnote
9 ) Stevens indeed suggests that when Sir Claude Schuster
was Permanent Secretary "the views of the Permanent Secretary
were inevitably seen by Bench and Bar as close to decisive". ( Endnote
10 ) I feel bound to say, on the basis of my own experience,
that whatever the position may have been in the past the Permanent
Secretary does not now seek to wield influence of that kind.
The role of officials in the department is to collate, not
to dictate; to gather and marshal opinions on the merits of
possible candidates, but not to decide who should be appointed
and who should not. The key
to the successful making of appointments must, I would suggest,
lie in an assumption shared by appointor, appointee and the
public at large that those appointed should be capable of discharging
their judicial duties, so far as humanly possible, with impartiality.
Impartiality and independence may not, even in this context,
be synonyms, but there is a very close blood-tie between them:
for a judge who is truly impartial, deciding each case on its
merits as they appear to him (or, of course, her), is of necessity
independent. What really
matters, of course, is that judges should enjoy complete independence
while serving as such. The protection accorded to the judges
of the higher courts, that they enjoy office during good behaviour
and are removable only by an address of both Houses of Parliament,
has over the centuries proved an effective constitutional guarantee,
since no English judge has been so removed. This has not in
practice meant, at any rate in recent years, that judges who
through no fault of their own have become mentally or physically
unfit to perform their duties have remained in office. It has
proved possible to arrange consensual retirements in such cases.
But it has meant that no judge, when giving judgment or deciding
what judgment to give, need concern himself with the acceptability
of his decision to the powers that be. An experienced
circuit judge has recently argued with some heat that the constitutional
protection accorded to judges of the High Court should be extended
to circuit judges also. ( Endnote 11 ) I can see considerable theoretical force in
this argument. The jurisdiction of the County Court has been
extended to such an extent, and the weight of cases heard
by circuit judges in the Crown Court is now often such, that
it
is hard to justify different treatment of the circuit bench.
But the threat to the circuit bench is perhaps more theoretical
than real. The only circuit judge known to me to have been
dismissed in recent times would plainly have been removed
by the Act of Settlement procedure had he been a judge of
the
High Court and had he not chosen to resign in order to forestall
that process. There is no case in which the decisions of
a circuit judge have led to dismissal or (so far as I know)
threatened
dismissal. Lord Chancellors have, as it seems to me, been
notably reticent in exercising their powers of dismissal.
Whatever
the constitutional anomaly, I cannot see the present situation
as giving rise to practical grounds for concern. There are,
of course, other and subtler ways in which the executive
could, if so minded, seek to undermine the independence of
individual
judges. One would be by denying promotion to any judge whose
decisions were thought to be politically unfavourable. In
the past this would not have been a problem: the High Court
Bench
was very small; the Court of Appeal was even smaller; and
appointments to the Court of Appeal or the House of Lords
were frequently
made on political grounds. So a judge appointed to the High
Court bench would have no lively thought or expectation of
proceeding further, and promotions from the County Court
bench or the circuit bench to that of the High Court have
always
been relatively rare. With an increased number of Law Lords
and a very greatly enlarged Court of Appeal, the situation
has plainly changed. This has led some commentators to suggest
that the hope of promotion, or fear of non-promotion, has
affected judicial decision-making. Writing in The Commonwealth Law
Bulletin in October 1994, Professor Antony Allott wrote:
"Promotion
from the stipendiary bench to the circuit bench is now
more frequent. Similarly, one may be promoted either from
practice or from a circuit judgeship to the High Court
bench. Once a High Court judge, one may hope to receive
further promotion to membership of the Court of Appeal
or to headship of a Division. The implication offered that,
since there is little gain to pay, there is little motivation
to seek promotion, is largely false. Honour and standing
are at least as effective spurs as cash. As a judge of
whatever grade, one can hardly, if ambitious, avoid looking
over one's shoulder at the consequences of adopting a particular
style or trend of decisions on one's future career as judge". ( Endnote 12 )
In similar
vein, Stevens has suggested that over the last 30 years or
so the myth that there was no career judiciary in England had
weakened, and suggested that
"the
prospect of promotion [had] sullied the purity of the relationship
between the Judiciary and the executive...". ( Endnote
13 )
While there
were in his view other factors at work, this was also a factor. If
any judge were to trim or tailor his judicial decision
in order to
ingratiate himself with, or avoid offending, any member of
the executive
who he thought would be influential in deciding on his future
promotion, or even any other member of the judiciary whom
he thought might be consulted, I would myself regard such conduct
as a flagrant violation of judicial duty and I would be equally
critical of anyone knowingly influenced by such conduct.
But
suggestions of the kind quoted, although easy to make, are
very hard, if not impossible, to verify. I can only express
the firm belief (coupled, if need be, with the fervent hope)
that considerations of this kind simply do not intrude into
a judge's process of decision making at all. I can imagine
no more conclusive objection to promotion than the suspicion
that they might have done. Most of
us, I suspect, can call to mind one instance in which it seems
likely that a judge, otherwise obviously fitted for preferment,
was denied such preferment because his judicial decisions and
pronouncements had excited the hostility of an incoming government.
Whether this is so or not cannot be decided with confidence
until the 30 year rule has operated and the relevant records
made available for public scrutiny. If the suspicion turns
out to be well-founded, the incident must represent a serious
blot on the record of those responsible. Our consolation must
be that it is very hard to think of any other comparable incident,
at any rate in recent times. Any mention
of judicial independence must eventually prompt the question:
independent of what? The most obvious answer is, of course,
independent of government. I find it impossible to think of
any way in which judges, in there decision making role, should
not be independent of government. But they should also be independent
of the legislature, save in its law-making capacity. Judges
should not defer to expressions of parliamentary opinion, or
decide cases with a view either to earning parliamentary approbation
or avoiding parliamentary censure. They must also, plainly,
ensure that their impartiality is not undermined by any other
association, whether professional, commercial, personal or
whatever. Sir Derek
Oulton, writing in 1994, suggested that by independence is
meant not only independence from improper pressure by the executive,
litigants and particular pressure groups but also independence
from improper pressure from the media. He wrote:
"One
of the most dramatic changes that has taken place over
the past thirty years or so has been the increasing freedom
felt by newspapers, in particular , to attack judges with
a vigour (and one could use a much stronger expression)
that was formerly quite unknown. The same applies to Members
of Parliament particularly of the House of Commons. There
must be a limit to the well-known breadth of judicial backs.
The law of contempt used to be employed to prevent this,
and Stevens shows interestingly that in 1899 the Privy
Council described such use of the law as "obsolete", only
to have it invented, or re-invented, by the Court of Appeal
the following year, in order to prevent press criticism
of the extrovert Mr Justice Darling. But the judicial committee
understandably regarded it as anachronistic even at the
turn of the century, and its use has steadily declined
since then." ( Endnote 14 )
Save perhaps
in the case of jury trial, the law of contempt has no significant
contribution to make: first, because of the presumption that
a judge sitting alone will not be influenced in the decision
he makes by comment in the press; secondly, because such comment
often follows the decision and therefore cannot affect it;
and thirdly, because such comment is often directed as much
to what the judge says (not always fully or accurately reported)
as to what the judge decides. In any event, the right of the
press to comment on matters of public interest is all but sacrosanct.
I am not for my part sure that media attacks on the judges
have much to do with judicial independence; but one could wish
that those who set out to destroy judicial reputations, with
the harassment that almost always accompanies such attacks,
gave more thought than is evident to the public interest which
they are likely to injure. The rule
that judges must be politically neutral is not only, as I would
suggest, an aspect, and a very important aspect, of their duty
to be and appear to be impartial; it is also part of the price
of their independence. The point was very well put by Sir Hartley
Shawcross as Attorney General in 1950 when he declared that
it was:
"a most
important principle of our constitutional practice that
judges do not comment on the policy of Parliament, but
administer the law, good or bad, as they find it. It is
a traditional doctrine on which the independence of the
judiciary rests. If once that doctrine were departed from,
and judges permitted themselves to ventilate from the Bench
the views they might hold on the policy of the legislature,
it would be quite impossible to maintain the rule that
the conduct of judges is not open to criticism or question." ( Endnote
15 )
Another
author has made a rather similar point but in a more hostile
way:
"The
British judiciary prides itself on its independence...But
this independence has been part of a tacit agreement between
judges and politicians. Politicians normally do not meddle
with the judiciary even when they could. Ministers do not
pressure the Lord Chancellor to award judgeships to the
party faithful. Party leaders never remove judges and only
alter any statute dealing with the courts after extensive
consultations. For their part the judges restrict their
scope of authority to private law matters, avoiding the "political
thicket". Most judges have seemed aware that treading too
closely to questions of public policy could propel them
into an unwinnable battle with the majority at Westminster.
English judges traded range of authority for degree of
authority in a narrow field, independence for a reduced
role on the public stage..." ( Endnote
16 )
It is indeed
obvious that if judges were to ventilate personal criticisms
of government policy unnecessary for the decisions of the
case before them, it would only be a matter to time (and not
a very
long time) before those who were the subject of criticism
replied in kind. It is undesirable, and plainly damaging to
the independence
of the judges, if they become protagonists in a debate in
which they have no constitutional right to participate. This
duty
of restraint does not in any way inhibit the duty which occasionally
falls on judges to quash decisions made by ministers or officials
as unlawful, nor from giving their reasons for such decisions.
Nor has this duty of self restraint been understood to prevent
some senior judges from giving expression of their views,
or the views of the judiciary, on questions directly pertaining
to the administration of justice. It would be absurd if those
judges who are members of the Upper House were precluded
from
offering the benefits of their wisdom and experience on issues
directly related to their professional expertise. Valuable
though the contributions of retired judges often are, it
would be a loss of those still active in the practice of the
law
were denied the opportunity to contribute. It should not
in practice prove too difficult to discern where legitimate
observations
on the administration of justice end and political controversy
begins. Lord Denning's Hamlyn lectures Freedom under the
Law, although the subject of objection by Lord Jowitt,
( Endnote 17 ) and Lord Taylor's recent
observations on sentencing practice, fell on the right side
of the line; letters written by Mr Justice Stephen criticising
the Government's policy on India, ( Endnote 18 ) Lord Hewart's famous book The
New Despotism and the letter written to The Times by
Mr Justice Lloyd-Jacob about the hydrogen bomb, one might feel,
fell on the wrong side of the line. Although
the Lord Chancellor has no power to penalise judges of the
Supreme Court in any way, and no power to penalise judges
of the lower courts save by dismissal, Lord Chancellors have
on
occasion taken it upon themselves to rebuke and reprimand
judges whose extra-judicial conduct has given ground for complaint.
I imagine Lord Chancellors do this in their role as the formal
head of the judiciary rather than in their role as a member
the executive. As it now operates, the practice seems to
me
unobjectionable provided - and I regard the proviso as fundamental
- that such rebuke or reprimand does not relate in any way
to a judge's decisions made as such. It would seem to me
to subvert the independence which judges are entitled to
enjoy
if the Lord Chancellor, save when sitting in an appellate
capacity, were to base any personal criticism of a judge
on the decisions
which he had given. I think that this is an area in which,
perhaps, the rules have become somewhat clearer. It would,
I think, be surprising to find a modern Lord Chancellor writing
to a Law Lord asking him to amend the proposed terms of a
dissenting speech in a case to which the Lord Chancellor
was not himself
a party, as Lord Simon did to Lord Atkin in relation to Liversidge
v Anderson. ( Endnote 19 ) I would
also (although in this case no question of a rebuke was involved)
be very surprised to receive from the Lord Chancellor a letter
in terms such as those of a letter written by Lord Jowitt to
Lord Goddard as Lord Chief Justice in 1947:
"I do
sincerely hope that the judges will not be lenient to these
bandits [who] carry arms [to] shoot at the police....I
may be written down as a Colonel Blimp, but you know I
do take the view, which I think you share, that we have
got rather soft and woolly when dealing with really serious
crime". ( Endnote 20 )
As Stevens
points out, this was two years before sentence was passed
and carried out on Derek Bentley. It must be a consolation
to modern
judges to learn that lord Goddard and his Queen's Bench colleagues
after the War were regarded by the administration of the
day as soft and woolly in dealing with really serious crime. In many
countries, the participation of serving judges in commissions,
enquiries and committees not devoted to law reform or the administration
of justice is regarded as inconsistent with the independence
of the judiciary. In this country a different view has been
taken; a judge or a senior silk has more often than not been
thought the most suitable person to lead or chair such exercises,
at any rate where they do not relate to the legal system or
the legal profession. A broadly similar view has been taken
in New Zealand. Lord Cooke of Thorndon has written:
"In
some quarters it has been said that after the recent controversies
Judges may not be willing to accept appointment to commissions
of inquiry. There are even suggestions that to do so is
inconsistent with the judicial role. I must beg to differ.
Wherever judicial qualities are called for - that is to
say, typically, a calm and objective factual judgement
of evidence - in my opinion a Judge should be willing to
serve. The essential corollary is a judicial approach". ( Endnote
21 )
We have
tended in this country to take the same view for the same
reasons. So long as the final report when delivered is accepted
by the
government, it is hard to see how any threat to the independence
of the judiciary is involved, at any rate where the report
commands broad public acceptance also. The situation plainly
becomes more difficult when a report is rejected by the government,
as the Macmillan Government rejected Mr Justice Devlin's report
on Central Africa, or when a report is the subject of acute
political controversy and hostile publicity before publication,
as was the case with Sir Richard Scott's recent report on Arms
to Iraq, or when a major recommendation is instantly rejected,
like Lord Cullen's recommendation on handguns, or when a report
is regarded as unpersuasive by significant sections of opinion,
as proved to be the case with Lord Widgery's report on "Bloody
Sunday". To date, I think that the standing of the judges
involved and the quality of the reports produced have almost
always
won for such reports a degree of acceptance denied to those
who reject or criticise them. But I think that this is an
area in which great caution is needed. The reputation which
judges
generally enjoy for impartiality and skill in arriving at
the trust is a priceless asset, not to be lightly squandered.
As
Lord Devlin himself observed:
"In
our own country the reputation of the judiciary for independence
and impartiality is a national asset of such richness that
one government after another tries to plunder it". ( Endnote
22 )
Stevens
also has suggested that, in the new climate of today, judges
should be far less willing to accept extra judicial chores.
( Endnote 23 ) The connection
between judicial salaries and judicial independence may not
be immediately obvious. But Robert Stevens in his valuable
book on The Independence of the judiciary( Endnote 24 ) devotes considerable space to recording exchanges
between the judges and the Lord Chancellor's Office on this
subject, presumably because he sees the subjects as linked.
The Commonwealth Secretariat has recently appointed a working
group to study
"the comparative
level of remuneration received by members of the judiciary
vis-à-vis other national holders of public office, the method
of determination of that remuneration, and the process of
adjustment of the level so determined over time".
The view
that a link exists is, it appears, one shared by the Law Society,
which in 1992 made a submission summarised in these terms:
"The
question if salaries constitutes one of the Society's major
concerns so far as judicial independence is concerned.
The opening up of a "dispiriting chasm" between the relatively
low salaries of those seated on the nation's benches and
the much more remunerative incomes of the leading practitioners
on court floors below them has been the chief subject of
apprehension. The disparity of the incomes of those who
judge and those whose arguments are judged by them has
become shameful, the Society submits." ( Endnote 25 )25
If that
quotation occasions any surprise, I should allay it by making
clear that the Law Society in question was that of New South
Wales. The point, however, must be the same. In Ireland
the constitution has been held to require that judges should
receive salaries and pension benefits which are appropriate
quite apart form any recruitment considerations:
"Otherwise,
the essential independence of judges would be undermined." ( Endnote
26 )26
In India
the level of judicial remuneration is specified in the Constitution
and the level of allowances cannot be varied to the disadvantage
of the judge after appointment. ( Endnote
27 )27 Under Article III of the Constitution of the United
States judicial compensation cannot be reduced while a judge
remains in office. Professor Friedland was surely right when
he wrote:
"There
is, of course, a close connection between judicial salaries
and judicial independence ...if a judge's salary is dependent
on the whim of the government, the judge will not have
the independence we desire in our judiciary. If salaries
could be arbitrarily raised or lowered in individual cases,
or even collectively, the government would have a strong
measure of control over the judiciary. As Alexander Hamilton
stated:
"In
the general course of human nature, a power over a man's
subsistence amounts to a power over his will."" ( Endnote
28 )28
There is
also, perhaps, another and subtler link between independence
and remuneration. In most societies, and subject to obvious
exceptions, there is some perceived relationship between what
someone earns and the status or prestige which he enjoys. Financial
rewards are not, of course, everything, but nor are they nothing.
Unless, therefore, the rewards of judicial office (with or
without other benefits) are sufficient to attract the ablest
candidates to accept appointment, albeit with some financial
sacrifice, the ranks of the judiciary must be filled by the
second best, those who (under our system) have failed to make
it in private practice, and there would be an inevitable lowering
in the standing and reputation of the judiciary and a sea change
in the relationship between advocate and judge. There would
also, I suggest, be a loss of those qualities of confidence,
and courage on which the assertion of true independence not
infrequently depends, because these qualities tend to be the
product of professional success, not the hallmark of professional
mediocrity. This is not mere speculation: one need only look
at some other countries with a career judiciary, in which those
opting for a judicial career are by and large the weaker candidates,
to see that the judiciary which results lacks the authority
and standing which we very largely take for granted. I
think that our history since the early 19th Century bears
out this
analysis. It is true that the salary of £5,500 awarded to High
Court judges in 1825 was reduced in 1832 to £5,000. But this
was, by the standards of the day, an enormous salary, equivalent
in modern terms to about £250,000 and not of course subject
to taxation at modern rates. By the time this salary was
eventually increased in 1954, after remaining at the same
level for 122
years, it had ceased to be a princely and had indeed become
an inadequate salary. Since then, however, salaries have
been raised at fairly regular intervals, and have been maintained
at a level roughly comparable with that of the most senior
public servants. Stevens points out that in 1992 Law Lords
were paid appreciably more than justices of the Supreme Court
of the United States. ( Endnote 29 )29
This is plainly a somewhat misleading comparison, since I
assume it takes no account of benefits (such as the provision
of legal
assistance and transport) enjoyed by Supreme Court justices
but not by all Law Lords. It nonetheless suggest that maintenance
of a strong and independent judiciary is recognised to depend,
at least to some extent, on the payment of a reasonable salary;
and I believe it to be true that British judges are on the
whole more generously rewarded than their European counterparts
(except in Germany). Different countries of course have different
traditions. Our own tradition does, however, depend on the
willingness of the most successful practitioners, at the
height of their careers, to accept appointment to the judicial
bench,
and I gravely doubt whether that tradition can be maintained
if what the New South Wales Law Society called a "dispiriting
chasm" becomes too deep. At a Conference
held at Victoria Falls in August 1994, the Magistrates and
Judges of the Commonwealth adopted a proclamation of which
Article 3 was to the following effect:
"Provision
of formal and informal instruction for judges and magistrates
in the performance of their duties, in their responsibilities
as independent adjudicators, and in the laws and procedures
which they are required to apply is an essential element
in a modern and fair legal system." ( Endnote
30 )30
The conference
went on to refer to a new body, the Commonwealth Judicial
Education Institute, one of whose purposes was to promote the
independence
of the judiciary in the Commonwealth through the provision
of appropriate judicial education at all levels. There is
nothing here which would, or certainly which should, provoke
any reservation
in the mind of an English judge and we have given our full
support to the Institute, which performs an indispensable
role, particularly in relation to the smaller and poorer members
of the Commonwealth. But judicial education is not only for
others. Although it is not very long since the need for judicial
education and training in this country came to be recognised,
I doubt whether anyone now questions the potential benefits
to be gained. Such programmes no longer need to be disguised
as "judicial studies" to make them acceptable. Indeed, one
of the most potent concerns provoked by Lord Woolf's proposals
is whether adequate funds will be forthcoming to provide the
training for which the new procedures will call. It is, however,
as I would suggest, essential, if judicial education is to
promote the end of judicial independence, that control of the
content and form of such education should rest squarely in
the hands of the judges themselves, and such agencies as they
may employ, as it now does. It is obvious that if control of
the education and training of judges did not rest in the hands
of judges themselves, but in those of the executive, it would
become possible for judicial independence to be subverted and
not promoted. It would, in short, become possible for the state
to instruct judges how they should decide cases, a result which
would be entirely unacceptable. Concerns along these lines
were expressed in the debates on the Police and Magistrates' Court
Act 1994, and appropriate amendments made. The Judicial Studies
Board discharges an ever more important function; but it
has no function more important than the protection of judicial
autonomy in this field. I hope that the recent appointment
of the Lord Chief Justice as patron of the Board will be
seen
as a small but symbolic way of recognising that principle. For
better or worse, British judges do not control the financing
and
administration of the court system. If there were ever a chance
of their doing
so, which I doubt, it was lost when the Courts Act 1971 converted
the Lord Chancellor's Department from a small secretariat into
a department of state employing some 10,000 civil servants.
It cannot be suggested that the relationship between the administration
and the judges over the last quarter century has been in all
respects an easy one. Many judges have resented what they perceived
as an administration breathing down their necks, treating them
as pawns on a bureaucratic chess board. Decisions directly
bearing on the performance of judicial functions and the efficiency
of court administration have on occasions been made without
consultation and for ill conceived reasons. While high standards
of public administration are as necessary in this field as
in any other, management concepts quite inappropriate to the
unique function of administrating justice have been wrongly
allowed to intrude. There has been difficulty and dispute on
the frontier, not alleviated by doubt about where the frontier
is or should be. It would be utopian to suppose that these
tensions will disappear. They may even increase. But there
are two hopeful signs. The first is a written instruction given
by the Lord Chancellor to the Chief Executive of the Court
Service Agency in November 1994 headed "Consultation with the
Judiciary". In his second paragraph he wrote:
"I consider
it particularly important that you should continue to foster
good relations with all members of the judiciary. I shall
require you to ensure that both you and your staff work
closely with the Lord Chief Justice and the other Heads
of Division, the Senior Presiding Judge, Presiding Judges
and representatives of the Circuit and District Benches
and other judicial officers, as appropriate, to ensure
that all parties are enabled to carry out their responsibilities
in the management of the courts and the administration
of justice".
He went
on to require the Chief Executive to discuss with the judiciary
his plans for dealing with any major in year change in resource
allocation which might materially affect the performance
of the Court Service before putting his plans to the Lord Chancellor.
This is the second hopeful sign. The Judges' Council has
established a sub-committee on resources under the chairmanship
of the
Senior Presiding Judge and with a membership comprising both
judges and administrators (including the Chief Executive)
to act as the forum for effective and continuing consultation.
I very much doubt if any comparable machinery has ever before
existed. It seems
on the whole unlikely that any challenge to judicial independence
in this country will be by way of frontal assault. The principle
is too widely accepted, too scrupulously observed, too long-established
for that. The threat is more likely to be of insidious erosion,
of gradual (almost imperceptible) encroachment. Such a process
we must be vigilant to detect and vigorous, if need be, to
resist. But my own, perhaps unduly complacent, view is that
we can at present give reassurance to the United Nations' Special
Rapporteur. In the country which cradled judicial independence
the infant is alive, and well, and even - on occasion - kicking.
Endnotes:
- Commonwealth
Law Bulletin, July 1994, at 957.
- Ibid,
at 958.
- At
page 54.
- The
Independence of the Judiciary. The view from the Lord Chancellor's
Office. Professor Robert Stevens, 1993 at page 3. This
is a very interesting book, to which I am much indebted
- See
Purchas What is happening to judicial independence?,
New Law Journal 30 September 1994 at 1306, 1308.
- [1988]
Public Law 44.
- Purchas,
op cit at 1324.
- The
Hon Chief Justice Allan McEachern, Judicial Independence,
paper delivered to the 11th Commonwealth Law Conference,
Vancouver, August 1996.
- Stevens,
op cit at 31.
- Stevens,
op cit at 42.
- His
Honour Judge Harold Wilson The county court judge in
limbo, New Law Journal 21 October 1994 at 1454.
- Independence
of the Judiciary in Commonwealth Countries: Problems
and Provisions, The Commonwealth Law Bulletin October
1994 at 1435.
- Stevens,
op cit at 169.
- Journal
of Law and Society Volume 21, No 4, December 1994
at 569.
- See
Stevens, op cit at 79 fn 4.
- J
T Waltman The Courts of England in The Political
Role of Law Courts in Modern Democracies (1988) at
117-118.
- See
Stevens, op cit at 93.
- See
K J M Smith, James Fitzjames Stephen (1988), 145.
- See
Henston Lives of the Lord Chancellors, 1940-70 (1987)
at 59.
- See
Stevens, op cit at 95.
- The
Courts and Public Controversy Sir Robin Cooke, Otago
Law Review [1983] Vol 5 No 3 357 at 365
- Patrick
Develin The Judge 9.
- Hardwicke
Lecture, 21 May 1966 Judges, Politics, Politicians and
the Confusing Role of the Judiciary.
- Op
cit.
- Commonwealth
Law Bulletin July 1992, 1043.
- McMenamin
v Ireland [1994] 21 LRM 368 at 377.
- Article
125, Constitution of India.
- A
Place Apart: Judicial Independence and Accountability
in Canada May 1995 at 53.
- Stevens,
op cit at 167.
- Commonwealth
Law Bulletin October 1994 at 136

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